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The New CAN-SPAM Rule Provisions: What’s an E-mail Marketer to Do?

June 2008 By Rick Buck
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Recently the Federal Trade Commission (FTC) finalized several issues that had been left on the table when the CAN-SPAM Act originally took effect on Jan. 1, 2004. The immediate question, of course, is, “How will these new rulings affect my current programs?”

For conscientious, permission-based e-mail marketers, the answer is “very little.” That’s good news, although you should still take the time to carefully review the new rulings with your legal counsel. You can’t be too cautious when it comes to CAN-SPAM compliance.

In the meantime, here are a few things you need to know about the new edicts and advice on how to address them.

Opting Out Must Be a One-Step Process
In the simplest terms, the opt-out process for subscribers must be as easy as possible and cannot, under any circumstances, involve payment—of money, personal information or otherwise. The reason for this is to combat less reputable marketers that would require subscribers to provide personal information in order to opt out, primarily as a means to make money, steal data or simply dissuade them from opting out.

If you currently require subscribers to provide a login or password in order to opt out of e-mail, you will likely be noncompliant. Subscribers must be able to opt out of your e-mail in one step. That means if the link to the unsubscribe application in your e-mail points to a password-protected preference center, subscribers must be able to bypass the preference center in order to opt out. In this case, you may want to consider offering a choice at opt-out between completing the process or changing preferences—after all, sometimes all a subscriber really wants to do is reduce the frequency or change an address. It’s OK to clearly state their options, but it’s an imperative that you not use this as an opportunity to entice or dissuade them.

Also, if you currently survey subscribers on their decision to opt out, consult your e-mail service provider or legal counsel to help determine if this presents a compliance issue.

Forward-to-a-Friend Applications Must Be Able to Handle Opt-Out Requests
This section of CAN-SPAM can be confusing for marketers that rely on forward-to-a-friend applications. Are your forward-to-a-friend applications within the scope of the law? When a subscriber uses a forward-to-a-friend feature to send an e-mail message to a nonsubscriber, the same opt-out rules must apply for the nonsubscriber. They must be suppressed if they previously opted out from the forwarded message, and they must be able to opt out of the e-mail they just received, even if they are not currently recognized as a subscriber. In other words, you must be able to capture unsubscribing addresses even before they subscribe!
 

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COMMENTS

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Most Recent Comments:
Christal - Posted on July 01, 2008
I don't understand the forward-to-a-friend provision outlined in your article, specifically this part: "They must be suppressed if they previously opted out from the forwarded message"... how can I be expected to know and police whether someone is going to forward my message to someone who is on my opt-out list? If I am not the one sending the (forwarded) message, then how can I control where it goes? Okay, the "new" opt-out ("they must be able to opt-out of the email they just received") part I understand, but the rest? I hope you can allay my confusion. Thank you!
Rick Buck - Posted on June 18, 2008
While you should be concerned, this activity will not get your firm blacklisted. For the most part your e-mail reputation is tied to the sending IP, and since your IPs are not sending the spoofed mail, their reputation is not impacted. Unfortunately, there is no way to prevent your brand from being spoofed or phished. However, there are things you can do to mitigate it. To begin, be sure that all of your outgoing e-mail is authenticated with SPF, Sender ID, Domain Keys/DKIM. If the ISPs are checking for authentication, the fraudulent e-mail should fail the check and will not be delivered. When signing with DKIM, your brand and IP are both associated with your reputation. Since spammers are not using your IP or domain (even if it looks very similar) your reputation should stand on its own.

You should also devote space on your website, privacy policy or dedicated e-mail campaigns that speak to your customers about what they can and cannot trust as legitimate e-mail coming from your brand.
Ken Gruneisen - Posted on June 13, 2008
Thanks for the information... Should I be concerned when illegal marketers send spoof emails appearing as if originating from my domain, and can that activity end up getting my legit firm blacklisted?
Click here to view archived comments...
Archived Comments:
Christal - Posted on July 01, 2008
I don't understand the forward-to-a-friend provision outlined in your article, specifically this part: "They must be suppressed if they previously opted out from the forwarded message"... how can I be expected to know and police whether someone is going to forward my message to someone who is on my opt-out list? If I am not the one sending the (forwarded) message, then how can I control where it goes? Okay, the "new" opt-out ("they must be able to opt-out of the email they just received") part I understand, but the rest? I hope you can allay my confusion. Thank you!
Rick Buck - Posted on June 18, 2008
While you should be concerned, this activity will not get your firm blacklisted. For the most part your e-mail reputation is tied to the sending IP, and since your IPs are not sending the spoofed mail, their reputation is not impacted. Unfortunately, there is no way to prevent your brand from being spoofed or phished. However, there are things you can do to mitigate it. To begin, be sure that all of your outgoing e-mail is authenticated with SPF, Sender ID, Domain Keys/DKIM. If the ISPs are checking for authentication, the fraudulent e-mail should fail the check and will not be delivered. When signing with DKIM, your brand and IP are both associated with your reputation. Since spammers are not using your IP or domain (even if it looks very similar) your reputation should stand on its own.

You should also devote space on your website, privacy policy or dedicated e-mail campaigns that speak to your customers about what they can and cannot trust as legitimate e-mail coming from your brand.
Ken Gruneisen - Posted on June 13, 2008
Thanks for the information... Should I be concerned when illegal marketers send spoof emails appearing as if originating from my domain, and can that activity end up getting my legit firm blacklisted?